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Materials About the Federal Rules

The materials listed below, produced or made available by the Center, are related to the Federal Rules of Practice and Procedure (appellate, bankruptcy, civil, criminal, and evidence).

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Reports and Studies.

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Amendments to the Federal Rules of Practice and Procedure 2017—Transmittal to the Judicial Conference

These packages of materials was transmitted to the Judicial Conference, and they include proposed amendments to the Federal Rules of Practice and Procedure to become effective on December 1, 2017.

Proposed amendments to the Federal Rules of Practice and Procedure in a September 2016 transmittal are as follows:

  • Amendments to Federal Rules of Bankruptcy Procedure 1001, 1006(b), and 1015(b).
  • Amendments to Federal Rules of Evidence 803(16) and 902.

Proposed amendments to the Federal Rules of Practice and Procedure in a March 2017 transmittal are as follows:

  • Amendment to Federal Rules of Appellate Procedure 4(a)(4)(B).
  • Amendments to Federal Rules of Bankruptcy Procedure 2002, 3002, 3007, 3012, 3015, 4003, 5009, 7001, and 9009, new Rule 3015.1, and new Form 113.
  • Amendment to Federal Rules of Civil Procedure 4(m).

Additional information about these amendments is available on the Federal Judicial Center’s website at Amendments to the Federal Rules of Practice and Procedure (webpage).

Information about rules amendments and the rule-making process is available on uscourts.gov at United States Courts Rules & Policies.

Federal Rules of Practice and Procedure, Federal Rules of Bankruptcy Procedure, Fed. R. Bankr. P. 1001, Fed. R. Bankr. P. 1006, Fed. R. Bankr. P. 1015, Federal Rules of Evidence, Fed. R. Evid. 803, Fed. R. Evid. 902 March 15, 2017
Amendments to the Federal Rules of Practice and Procedure 2017—Transmittal to Congress

This package of materials was transmitted to Congress on April 27, 2017, concerning amendments to the Federal Rules of Practice and Procedure to become effective on December 1, 2017.

Amendments to the Federal Rules of Practice and Procedure are as follows:

  • Amendments to Federal Rule of Appellate Procedure 4.
  • Amendments to Federal Rules of Bankruptcy Procedure 1001, 1006, 1015, 2002, 3002, 3007, 3012, 3015, 4003, 7001, and 9009 and adoption of new Rule 3015.1.
  • Amendments to Federal Rule of Civil Procedure 4.
  • Amendments to Federal Rules of Evidence 803 and 902(13) and (14).

Additional information about these amendments is available on the Federal Judicial Center’s website at Amendments to the Federal Rules of Practice and Procedure (webpage).

Information about rules amendments and the rule-making process is available on uscourts.gov at United States Courts Rules & Policies.

Federal Rules of Practice and Procedure, Federal Rules of Appellate Procedure, Fed. R. App. P. 4, Federal Rules of Bankruptcy Procedure, Fed. R. Bankr. P. 1001, Fed. R. Bankr. P. 1006, Fed. R. Bankr. P. 1015, Fed. R. Bankr. P. 2002, Fed. R. Bankr. P. 3002, Fed. R. Bankr. P. 3007, Fed. R. Bankr. P. 3012, Fed. R. Bankr. P. 3015, Fed. R. Bankr. P. 4003, Fed. R. Bankr. P. 7001, Fed. R. Bankr. P. 9009, Federal Rules of Civil Procedure, Fed. R. Civil P. 4, Federal Rules of Evidence, Fed. R. Evid. 803, Fed. R. Evid. 902 April 27, 2017
Amendments to the Federal Rules of Practice and Procedure 2016—Transmittal to the Supreme Court

This package of materials was transmitted to the U.S. Supreme Court on October 9, 2015, concerning amendments to the Federal Rules of Practice and Procedure to become effective on December 1, 2016.

Proposed are amendments to Federal Rules of Appellate Procedure 4, 5, 21, 25, 26, 27, 28, 28.1, 29, 32, 35, and 40, Forms 1, 5, and 6, and new Form 7; amendments to Federal Rules of Bankruptcy Procedure 1010, 1011, 2002, 3002.1, and 9006(f), and new Rule 1012; amendments to Federal Rules of Civil Procedure 4, 6, and 82; and amendments to Federal Rules of Criminal Procedure 4, 41, and 45.

Additional information about these amendments is available on the Federal Judicial Center’s website:

Information about rules amendments and the rule-making process is available on uscourts.gov at United States Courts Rules & Policies.

Federal Rules of Practice and Procedure, Federal Rules of Appellate Procedure, Fed. R. App. P. 21, Fed. R. App. P. 25, Fed. R. App. P. 26, Fed. R. App. P. 27, Fed. R. App. P. 28, Fed. R. App. P. 28.1, Fed. R. App. P. 29, Fed. R. App. P. 32, Fed. R. App. P. 35, Fed. R. App. P. 4, Fed. R. App. P. 40, Fed. R. App. P. 5, Federal Rules of Bankruptcy Procedure, Fed. R. Bankr. P. 1010, Fed. R. Bankr. P. 1011, Fed. R. Bankr. P. 1012, Fed. R. Bankr. P. 2002, Fed. R. Bankr. P. 3002.1, Fed. R. Bankr. P. 9006, Federal Rules of Civil Procedure, Fed. R. Civil P. 4, Fed. R. Civil P. 6, Fed. R. Civil P. 82, Federal Rules of Criminal Procedure, Fed. R. Crim. P. 4, Fed. R. Crim. P. 41, Fed. R. Crim. P. 45 October 9, 2015
Amendments to the Federal Rules of Practice and Procedure 2016—Transmittal to Congress

This package of materials was transmitted to Congress on April 28, 2016, concerning amendments to the Federal Rules of Practice and Procedure to become effective on December 1, 2016.

Amendments to the Federal Rules of Practice and Procedure are as follows:

  • Amendments to Federal Rules of Appellate Procedure 4, 5, 21, 25, 26, 27, 28, 28.1, 29, 32, 35, and 40, and Forms 1, 5, and 6, and adoption of new Form 7 and a new Appendix.
  • Amendments to Federal Rules of Bankruptcy Procedure 1010, 1011, 2002, 3002.1, 7008, 7012, 7016, 9006, 9027, and 9033, and adoption of new Rule 1012.
  • Amendments to Federal Rules of Civil Procedure 4, 6, and 82.
  • Amendments to Federal Rules of Criminal Procedure 4, 41, and 45.

Additional information about these amendments is available on the Federal Judicial Center’s website at Amendments to the Federal Rules of Practice and Procedure (webpage).

Information about rules amendments and the rule-making process is available on uscourts.gov at United States Courts Rules & Policies.

Federal Rules of Practice and Procedure, Federal Rules of Appellate Procedure, Fed. R. App. P. 1, Fed. R. App. P. 21, Fed. R. App. P. 25, Fed. R. App. P. 26, Fed. R. App. P. 27, Fed. R. App. P. 28, Fed. R. App. P. 28.1, Fed. R. App. P. 29, Fed. R. App. P. 32, Fed. R. App. P. 35, Fed. R. App. P. 4, Fed. R. App. P. 40, Fed. R. App. P. 5, Federal Rules of Bankruptcy Procedure, Fed. R. Bankr. P. 1010, Fed. R. Bankr. P. 1011, Fed. R. Bankr. P. 1012, Fed. R. Bankr. P. 2002, Fed. R. Bankr. P. 3002.1, Fed. R. Bankr. P. 7008, Fed. R. Bankr. P. 7012, Fed. R. Bankr. P. 7016, Fed. R. Bankr. P. 9006, Fed. R. Bankr. P. 9027, Fed. R. Bankr. P. 9033, Federal Rules of Civil Procedure, Fed. R. Civil P. 4, Fed. R. Civil P. 6, Fed. R. Civil P. 82, Federal Rules of Criminal Procedure, Fed. R. Crim. P. 4, Fed. R. Crim. P. 41, Fed. R. Crim. P. 45 April 28, 2016
Amendments to the Federal Rules of Practice and Procedure 2016—Supplemental Transmittal to the Supreme Court

This supplemental package of materials was transmitted to the Supreme Court on October 29, 2015, concerning amendments to the Federal Rules of Practice and Procedure to become effective on December 1, 2016.

Proposed are amendments to Federal Rules of Bankruptcy Procedure 7008, 7012, 7016, 9027, and 9033, which are known as the "Stern Amendments."

Additional information about these amendments is available on the Federal Judicial Center’s website:

Information about rules amendments and the rule-making process is available on uscourts.gov at United States Courts Rules & Policies.

Federal Rules of Practice and Procedure, Federal Rules of Bankruptcy Procedure, Fed. R. Bankr. P. 7008, Fed. R. Bankr. P. 7012, Fed. R. Bankr. P. 7016, Fed. R. Bankr. P. 9027, Fed. R. Bankr. P. 9033 October 29, 2015
Amendments to the Federal Rules of Practice and Procedure 2015—Transmittal to Congress

This package of materials was transmitted to Congress on April 29, 2015, concerning amendments to the Federal Rules of Practice and Procedure to become effective on December 1, 2015.

Amended were Federal Rule of Bankruptcy Procedure 1007 and Federal Rules of Civil Procedure 1, 4, 16, 26, 30, 31, 33, 34, 37, and 55. Federal Rule of Civil Procedure 84 and the Appendix of Forms were abrogated.

Additional information about these amendments is available on the Federal Judicial Center’s website:

Information about rules amendments and the rule-making process is available on uscourts.gov at United States Courts Rules & Policies.

Federal Rules of Practice and Procedure, Federal Rules of Bankruptcy Procedure, Fed. R. Bankr. P. 1007, Federal Rules of Civil Procedure, Fed. R. Civil P. 1, Fed. R. Civil P. 16, Fed. R. Civil P. 26, Fed. R. Civil P. 30, Fed. R. Civil P. 31, Fed. R. Civil P. 33, Fed. R. Civil P. 34, Fed. R. Civil P. 37, Fed. R. Civil P. 4, Fed. R. Civil P. 55, Fed. R. Civil P. 84 April 29, 2015
Amendments to the Federal Rules of Practice and Procedure 2015—Civil Rules Redline

Amendments to the following Federal Rules of Civil Procedure became effective on December 1, 2015: 1, 4, 16, 26, 30, 31, 33, 34, 37, and 55. Rule 84 and the Appendix of Forms were abrogated.

Additional information about these amendments is available at FJC.gov:

Information about rules amendments and the rule-making process is available on uscourts.gov at United States Courts Rules & Policies.

Federal Rules of Civil Procedure, Fed. R. Civil P. 1, Fed. R. Civil P. 16, Fed. R. Civil P. 26, Fed. R. Civil P. 30, Fed. R. Civil P. 31, Fed. R. Civil P. 33, Fed. R. Civil P. 34, Fed. R. Civil P. 37, Fed. R. Civil P. 4, Fed. R. Civil P. 55, Fed. R. Civil P. 84 December 1, 2015
Amendments to the Federal Rules of Civil Procedure 2015—PowerPoint Presentation

Judge Paul W. Grimm, District of Maryland, developed the attached PowerPoint presentation describing the 2015 amendments to the Federal Rules of Civil Procedure. The amendments reformed discovery rules to maximize efficiency, including cost containment, and were not intended to deprive parties in civil litigation of proof or defense.

Additional information is available on the Federal Judicial Center’s website at Amendments to the Federal Rules of Practice and Procedure (webpage).

Federal Rules of Civil Procedure, Fed. R. Civil P. 1, Fed. R. Civil P. 16, Fed. R. Civil P. 26, Fed. R. Civil P. 34 January 29, 2016
Advisory Committee Notes to the Federal Rules of Evidence That May Require Clarification

At the request of the Advisory Committee on Evidence Rules, Professor Daniel Capra, committee reporter, listed instances where Congress either rejected or substantially changed rules before passage, thus rendering advisory committee notes possibly confusing. He provides an introduction and a rule-by-rule commentary on these discrepancies.

Federal Rules of Practice and Procedure, Federal Rules of Evidence July 21, 1998
Achieving Balance in the Developing Law of Sanctions

A paper that examines the application of the sanctions provisions of Federal Rule of Civil Procedure 11 during the first few years after the 1983 amendments to the rule, with emphasis on appellate cases. The paper describes emerging patterns, identifying situations in which the appellate courts have found sanctions to be clearly applicable and situations in which appellate courts have demonstrated restraint in applying the rule to certain litigation practices.

Federal Rules of Practice and Procedure, Federal Rules of Civil Procedure, Fed. R. Civil P. 11 January 1, 1987

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