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Reports & Studies

Below is a list of a number of past published studies conducted by the Research Division. Some Center reports are not published or made publicly available due to restrictions in place from the source of the research request. Most research reports can be downloaded and in some instances, a hardcopy publication can be requested. See also Manuals, Monographs, & Guides.

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Title Datesort ascending
Attorney Fee Petitions: Suggestions for Administration and Management

An analysis of the cases, statutes, local rules, and other materials affecting judicial management of attorney fee petitions. The authors offer alternative approaches to various attorney fee issues and discuss techniques for streamlining repetitive aspects of fee applications and disputes.

January 1, 1985
An Empirical Study of Rule 11 Sanctions

The results of a survey of 292 federal district judges concerning how they interpret and apply the 1983 amendments to Federal Rule of Civil Procedure 11 (before the 1993 amendments). Based on the judges' hypothetical reactions to actual cases in which Rule 11 sanctions were requested, the study outlines the judges' standards and rationales for imposing sanctions, the kinds of sanctions imposed, and the relationship between the judges' opinions and their expectations of how their colleagues would rule on the same issues.

January 1, 1985
The First Decade of the Circuit Court Executive: An Evaluation

A description of the evolution of the circuit executive position. The author, a longtime federal personnel executive and observer, considered the extent to which expectations for the executives' role in the administration of justice were realized and offered recommendations for further development of that role.

January 1, 1985
The Roles of Magistrates: Nine Case Studies

The findings of an in-depth study of the use of magistrate judges in nine district courts, in the context of each court's approach to court administration and case management. The author describes three models for the use of magistrate judges: as "additional judges," as specialists, and as team players. She also examines the extent to which magistrate judges work is challenged by lawyers.

January 1, 1985
Unpublished Dispositions: Problems of Access and Use in the Courts of Appeals

A brief analysis of the issue of equitable access to unpublished appellate decisions, based on an examination of the circuit courts' rules and practices regarding distribution and citation of unpublished dispositions. Data on the number and types of unpublished dispositions in statistical years 1981 to 1984 are presented.

January 1, 1985
Administration of Justice in a Large Appellate Court: The Ninth Circuit Innovations Project

A description of a series of innovations adopted by the Ninth Circuit court of appeals from 1980 to 1982. The report outlines the court's Submission-Without-Argument and Prebriefing Conference programs and its modifications in the calendaring of oral arguments, and it reviews the effects of these innovations on case processing and the circuit's workload.

January 1, 1985
Deciding Cases Without Argument: A Description of Procedures in the Courts of Appeals

A report on procedures and standards used by the courts of appeals in the 1980s for deciding cases without oral argument. The authors discuss the responses of clerks of court to a survey on court practices and present statistical information along with a review of relevant local rules. The report discusses only the procedures developed for typical cases; it does not consider special procedures for pro se cases, nor does it attempt to evaluate the screening programs.

January 1, 1985
Sentencing Options of Federal District Judges [Superseded]

A description of the statutory sentencing alternatives in the federal courts. Addressed primarily to newly appointed district judges, the report relates sentencing alternatives to the policies of the agencies that carry out the sentences, particularly the Bureau of Prisons and the Parole Commission. This is a June 1985 Revision.

Superseded by Sentencing Federal Offenders for Crimes Committed Before November 1, 1987 (1991).

January 1, 1985
Partial Payment of Filing Fees in Prisoner In Forma Pauperis Cases in Federal Courts: A Preliminary Report

A description of the procedures used in several district courts to adjust the filing fee to the amount of income available to a prisoner. The report details the operation of the program in the Northern District of Ohio, Western Division, and assesses the impact of the procedure on the court and litigants.

January 1, 1984
Mediation in the Western District of Washington

A description of an innovation applied in the Western District of Washington for mediation of selected civil cases. Under the procedure described in this publication, judges referred cases to attorneys who serve as mediators without compensation, in an attempt to induce settlements.

January 1, 1984

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