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Reports & Studies

Below is a list of a number of past published studies conducted by the Research Division. Some Center reports are not published or made publicly available due to restrictions in place from the source of the research request. Most research reports can be downloaded and in some instances, a hardcopy publication can be requested. See also Manuals, Monographs, & Guides.

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Title Datesort ascending
An Empirical Study of Rule 11 Sanctions

The results of a survey of 292 federal district judges concerning how they interpret and apply the 1983 amendments to Federal Rule of Civil Procedure 11 (before the 1993 amendments). Based on the judges' hypothetical reactions to actual cases in which Rule 11 sanctions were requested, the study outlines the judges' standards and rationales for imposing sanctions, the kinds of sanctions imposed, and the relationship between the judges' opinions and their expectations of how their colleagues would rule on the same issues.

January 1, 1985
Unpublished Dispositions: Problems of Access and Use in the Courts of Appeals

A brief analysis of the issue of equitable access to unpublished appellate decisions, based on an examination of the circuit courts' rules and practices regarding distribution and citation of unpublished dispositions. Data on the number and types of unpublished dispositions in statistical years 1981 to 1984 are presented.

January 1, 1985
The First Decade of the Circuit Court Executive: An Evaluation

A description of the evolution of the circuit executive position. The author, a longtime federal personnel executive and observer, considered the extent to which expectations for the executives' role in the administration of justice were realized and offered recommendations for further development of that role.

January 1, 1985
Administration of Justice in a Large Appellate Court: The Ninth Circuit Innovations Project

A description of a series of innovations adopted by the Ninth Circuit court of appeals from 1980 to 1982. The report outlines the court's Submission-Without-Argument and Prebriefing Conference programs and its modifications in the calendaring of oral arguments, and it reviews the effects of these innovations on case processing and the circuit's workload.

January 1, 1985
Deciding Cases Without Argument: A Description of Procedures in the Courts of Appeals

A report on procedures and standards used by the courts of appeals in the 1980s for deciding cases without oral argument. The authors discuss the responses of clerks of court to a survey on court practices and present statistical information along with a review of relevant local rules. The report discusses only the procedures developed for typical cases; it does not consider special procedures for pro se cases, nor does it attempt to evaluate the screening programs.

January 1, 1985
Observation and Study in the Federal District Courts

An assessment of the statutory procedure by which a judge may refer a convicted offender to the Bureau of Prisons for a period of observation and study. The report describes the current referral process and looks at the extent to which the reports prepared by the correctional institutions are meeting the courts' needs. Several recommendations for improvement are offered.

January 1, 1985
Attorney Fee Petitions: Suggestions for Administration and Management

An analysis of the cases, statutes, local rules, and other materials affecting judicial management of attorney fee petitions. The authors offer alternative approaches to various attorney fee issues and discuss techniques for streamlining repetitive aspects of fee applications and disputes.

January 1, 1985
A Process-Descriptive Study of the Drug Aftercare Program For Drug-Dependent Federal Offenders

The preliminary report of the Center's multiphase effort to document the effects of the Probation Division's aftercare program for drug-dependent federal offenders. The author reviews the operation of the program in a sample of ten probation districts. He describes the program's general approach; various characteristics of offenders in the program; services planned for and received by offenders; and adjustment experiences of offenders in aftercare, including resumed or continued drug use, new arrests and convictions, and technical violations.

January 1, 1984
District Court Implementation of Amended Federal Civil Rule 16: A Report on New Local Rules

An examination of the local rules federal district courts have developed in response to the 1983 amendment to Federal Rule of Civil Procedure 16, which calls for increased use of scheduling orders in managing caseloads. An appendix contains sample local rules from fifteen districts.

January 1, 1984
Partial Payment of Filing Fees in Prisoner In Forma Pauperis Cases in Federal Courts: A Preliminary Report

A description of the procedures used in several district courts to adjust the filing fee to the amount of income available to a prisoner. The report details the operation of the program in the Northern District of Ohio, Western Division, and assesses the impact of the procedure on the court and litigants.

January 1, 1984

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