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Reports & Studies

Below is a list of a number of past published studies conducted by the Research Division. Some Center reports are not published or made publicly available due to restrictions in place from the source of the research request. Most research reports can be downloaded and in some instances, a hardcopy publication can be requested. See also Manuals, Monographs, & Guides.

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Title Datesort ascending
Why Judges Resign: Influences on Federal Judicial Service, 1789 to 1992

Provides a historical perspective on the reasons federal judges have left the bench. The study focuses on the fewer than 200 judges who, over the last 200 years, resigned from the bench for stated reasons other than age or health. The Center prepared the study for the National Commission on Judicial Discipline and Removal.

January 1, 1993
Court-Appointed Experts: Defining the Role of Experts Appointed Under Federal Rule of Evidence 706

A study of why judges rarely appoint experts under Rule 706. In discussing this issue with judges, the authors learned of techniques and procedures that may aid judges when considering whether to appoint an expert or when managing an expert who has been appointed. These suggestions are collected in the final chapter of this report.

January 1, 1993
Structural and Other Alternatives for the Federal Courts of Appeals: Report to the United States Congress and the Judicial Conference of the United States

A study requested by the Federal Courts Study Committee Implementation Act of 1990 of the problems facing the federal courts of appeals and the numerous changes, structural and otherwise, that have been suggested as solutions. Areas of concern include the increased volume of appeals, the effects of caseloads on the quality of appellate decision making, intercircuit and intracircuit conflicts, the preservation of appellate traditions, and the scope of federal jurisdiction. The study outlines proposed changes to the structure of the courts, as well as techniques used by judges to keep pace with increased caseloads. The study concludes that no major proposal for change to the structure of the courts would substantially reduce appellate filings in the near future.

Related Resources

In 1997 Congress created the Commission on Structural Alternatives for the Federal Courts of Appeals to study the structure and alignment of the federal appellate system, with particular reference to the Ninth Circuit. In its final report, the Commission recommended several measures to "equip the courts of appeals with an ability, structurally and procedurally, to accommodate continued caseload growth into the indefinite future, while maintaining the quality of the appellate process and delivering consistent decisions--assuming, of course, that the system has the necessary number of judges and other resources." The five-member Commission was chaired by Retired Justice Byron White.

All documents published by the Commission on Structural Alternatives for the Federal Courts of Appeals, including its Final Report, are available in an electronic research collection that is maintained by the University of North Texas Libraries at http://www.library.unt.edu/gpo/csafca/app_comm_uscourts_gov.html . The University of North Texas Libraries and the U.S. Government Printing Office, in a Federal Depository Library Program partnership, established this site to provide permanent public access to the publications of the Commission on Structural Alternatives for the Federal Courts of Appeals.-The commission was created by Public Law 105-119 on November 26, 1997. This site exists exactly as it did when the Commission closed operation in March 1999.

January 1, 1993
FJC Directions, No. 4

A magazine that reported Center research and education activities in a concise format. In this issue of FJC Directions:

  • New Developments in Court Education: Taking It to the People, by Emily Z. Huebner, page 1
  • Defining a Role for Court-Appointed Experts, by Joe S. Cecil and Thomas E. Willging, page 6
August 1, 1992
Evaluating the Institutional Impact of the Special Oil and Gas Panel of the U.S. Court of Appeals for the Fifth Circuit

Beginning on July 1, 1972 the United States Court of Appeals for the Fifth Circuit designated a panel of judges to be responsible for hearing "oil and gas" cases in the Fifth Circuit. This research reviewed relevant cases decided by the U.S. Court of Appeals for the Tenth Circuit and the special oil and gas panel of the Court of Appeals for the Fifth Circuit, and concluded that the special panel, among other things, played a significant role in the development of the law governing producer prices and pipeline curtailment plans. This research was conducted by Professor David E. Pierce, Washburn University School of Law, pursuant to Federal Judicial Center Contract No. 91-092800-JXXXXXC-84454-2501.

Note: The title page reads “Draft Report,” but the Research Division confirms that this is the only and final version of the report.

June 24, 1992
FJC Directions, No. 3

A magazine that reported Center research and education activities in a concise format. In this issue of FJC Directions:

  • Plea Agreements, Judicial Discretion, and Sentencing Goals, by Paul J. Hofer, page 1
  • The New Approach to Supervising Federal Offenders, by Barbara S. Meierhoefer, page 13
May 1, 1992
Unresolved Intercircuit Conflicts: The Nature and Scope of the Problem, Final Report: Phase I

In section 302 of the Judicial Improvements Act of 1990, Congress took steps to address long-felt concerns about the capacity of the federal judicial system to provide, within a reasonable time, a uniform construction of federal law where uniformity is needed. Adopting a recommendation of the Federal Courts Study Committee, Congress asked that the Federal Judicial Center undertake a study to determine "the number and frequency of conflicts among the judicial circuits . . . that remain unresolved because they are not heard by the Supreme Court." The Center asked the author to design and conduct the study. The results of the first phase of the research are presented in this report.

December 1, 1991
FJC Directions, No. 2: Special Issue on Rule 11

A magazine that reported Center research and education activities in a concise format. Centered around a study undertaken by the Center to assess the operation and impact of Fed. R. Civ. P. 11, this issue of FJC Directions describes Rule 11 activity in the federal courts, answers central questions about use of the rule, reports judges' assessments of the rule, and outlines proposed changes to the rule. Included is the text of an amended Rule 11 proposed by the Judicial Conference's Advisory Committee on Civil Rules. In this issue of FJC Directions:

  • The Federal Judicial Center's Study of Rule 11, by Elizabeth C. Wiggins, Thomas E. Willging, and Donna Stienstra, page 3
  • Rule 11 Activity in the Federal Courts, by Elizabeth C. Wiggins, Thomas E. Willging, and Donna Stienstra, page 6
  • Central Questions about the Use of Rule 11, by Elizabeth C. Wiggins, Thomas E. Willging, and Donna Stienstra, page 10
  • Judicial Assessments of Rule 11: Its Effectiveness and Its Impact on Litigation in Federal Court, by Elizabeth C. Wiggins, Thomas E. Willging, and Donna Stienstra, page 28
  • Proposed Changes in Rule 11, by Elizabeth C. Wiggins, Thomas E. Willging, and Donna Stienstra, page 35
  • Text of Proposed Amended Rule 11, page 40
November 1, 1991
How Caseload Statistics Deceive

Despite the various adages concerning statistics and lies, statistics don't lie. Instead, we often mislead ourselves by misinterpreting statistics. Court caseload statistics present numerous opportunities for this sort of self-deception. Obvious ways of looking at caseload data and obvious nostrums about assessing a court's caseload are sometimes just simply wrong. Their flaws are unappreciated not because they are hard to grasp, but because we are conditioned to think about statistics using apples-and-oranges or dicethrowing examples. Because significant time elapses over the life of many court cases, the better statistical analogy is that of human populations. Failure to appreciate how the lifespans of cases affect caseload statistics causes numerous misunderstandings. The purpose of this paper is to illustrate three closely related misunderstandings about caseload statistics, in the hope that a basic understanding of the problem can help prevent mistakes on the part of the various parties charged under the Civil Justice Reform Act with trying to improve the condition of court dockets.

August 9, 1991
Judicial Evaluation Pilot Project of the Judicial Conference Committee on the Judicial Branch: A Report to the Committee

The Judicial Conference Committee on the Judicial Branch appointed a subcommittee to study judicial evaluations and make recommendations. The subcommittee chose to initiate a pilot project of voluntary, confidential evaluations with the specific goal of judicial self-improvement. Because of the voluntary nature of the project, subcommittee members agreed that the pilot district would have to be one in which the judges unanimously agreed to participate. The Central District of Illinois was selected because of the concerted interest of the judges. This report is intended to provide useful information to members of the federal judiciary who wish to conduct similar evaluation programs.

January 1, 1991

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