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Report of a Survey Concerning Rule 11, Federal Rules of Civil Procedure

John E. Shapard, George W. Cort, Marie Leary, Thomas E. Willging, Elizabeth C. Wiggins, Kim McLaurin
January 1, 1995

A report of the results of a Center survey that sought federal trial attorneys' and federal district judges' views of the effects of Rule 11 before 1993, the effects of amendments to Rule 11 that became effective December 1, 1993, and the merits of proposals that would in large measure reverse the 1993 amendments. The results suggest that a majority of respondents generally oppose the proposed changes to Rule 11, with one exception: a majority believe that the purpose of Rule 11 sanctions should encompass compensation of parties injured by violations of Rule 11 as well as deterrence of such violations.