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Federal Securities Law, Fourth Edition

Thomas Lee Hazen
April 26, 2022

Federal Securities Law (Fourth Edition) examines the statutory framework for the issues that federal judges are most likely to encounter in federal securities litigation. The monograph provides case-law analysis, as well as material about the registration process under the 1933 Act, secondary liability, exemptions for raising capital, Williams Act requirements, exempt transactions, and manipulation. Coverage includes broker-dealer obligations and the most recent litigation developments.