Securities Law

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Federal Securities Law, Fourth Edition

Thomas Lee Hazen

April 26, 2022

Federal Securities Law (Fourth Edition) examines the statutory framework for the issues that federal judges are most likely to encounter in federal securities litigation.

Fifth Report Pursuant to Section 202(e) of the Dodd-Frank Wall Street Reform and Consumer Protection Act Pub. L. No. 111-203 (2020)

July 16, 2020

In response to the global economic turmoil that began in late 2007, the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (Act) introduced a broad array of regulatory reforms in the financial sector.

Securities Litigation

Jayme J. Herschkopf

June 28, 2017

This guide is designed to offer judges an introduction to the law and practice of securities litigation. It provides an overview of the types of legal and practical issues judges may confront in litigation arising under the securities laws, and, where possible, offers suggestions.

Fourth Report Pursuant to Section 202(e) of the Dodd-Frank Wall Street Reform and Consumer Protection Act Pub. L. No. 111-203 (2010)

July 9, 2015

Third Report Pursuant to Section 202(e) of the Dodd-Frank Wall Street Reform and Consumer Protection Act Pub. L. No. 111-203 (2010)

July 1, 2013

Second Report Pursuant to Section 202(e) of the Dodd-Frank Wall Street Reform and Consumer Protection Act Pub. L. No. 111-203 (2010)

July 27, 2012

The Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (“the Act”) introduced a broad array of regulatory reforms in the financial sector.

Report Pursuant to Section 202(e) of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010

July 21, 2011

The economic turmoil that affected the global economy and markets beginning in late 2007 is well documented. This report does not seek to restate those events or evaluate the potential causes of the resulting recession.

Federal Securities Law, Third Edition

Thomas Lee Hazen

January 1, 2011

The author examines the statutory framework for the issues that federal judges are most likely to encounter in federal securities litigation. The third edition updates case law, including recent Supreme Court cases as well as circuit splits.

Exhibit II-3. Sample Order for a Disclosure and Confirmation Hearing on a Prepackaged Plan

January 1, 2009

Exhibit I-7. Sample Procedures for Complex Chapter 11 Cases