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Reports & Studies

Below is a list of a number of past published studies conducted by the Research Division. Some Center reports are not published or made publicly available due to restrictions in place from the source of the research request. Most research reports can be downloaded and in some instances, a hardcopy publication can be requested. See also Manuals, Monographs, & Guides.

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Special Masters' Incidence and Activity: Report to the Judicial Conference's Advisory Committee on Civil Rules and Its Subcommittee on Special Masters

The Special Masters' Subcommittee of the Advisory Committee on Civil Rules of the Judicial Conference asked the Center to examine how often judges appointed special masters and what functions they asked masters to perform. This report documents the incidence of recent special master consideration and appointment. The authors found that such activity was rare and occurred primarily in high-stakes cases that were especially complex. Party initiative, consent, or acquiescence provided the foundation for appointments and the basis for authorizing activities not contemplated by Rule 53. The subcommittee used the report along with other information in framing a proposed revision of Rule 53 that was published in August 2001.

August 9, 2000
Staff Report and Recommendations to the Board of the FJC on the Federal Court Library System

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January 1, 1978
Standards for Publication of Judicial Opinions: A Report of the Committee on Use of Appellate Court Energies of the Advisory Council on Appellate Justice

A report on procedures for determining whether an opinion should be published and whether an unpublished opinion may be cited to or by a court. The report recommends that opinions be published only if certain defined standards are satisfied. A proposed model court rule is included.

January 1, 1973
Standards Governing Attorney Conduct in the Bankruptcy Courts: Report to the Judicial Conference Advisory Committee on Bankruptcy Rules

Bankruptcy courts are different from the district courts in the attorney conduct area in that attorneys who practice in bankruptcy courts are subject to a complex statutory system, which includes bankruptcy-specific conflict of interest criteria and other standards directly governing attorney conduct. The Judicial Conference Committee on Rules of Practice and Procedure in conjunction with the Advisory Committee on Bankruptcy Rules requested the Federal Judicial Center to conduct a study of attorney conduct issues in the bankruptcy courts. In December 1998, the Center sent 317 questionnaires to all chief bankruptcy judges (including bankruptcy judges in districts with only one bankruptcy judge) and to all other bankruptcy judges. This report presents the results of the survey.

March 1, 1999
Standards of Attorney Conduct and Disciplinary Procedures: A Study of the Federal District Courts

The Judicial Conference Committee on Rules and Practice and Procedure studied the effect of having multiple standards of professional conduct for attorneys practicing in the federal district courts. The Federal Judicial Center assisted by reporting on the experiences of federal districts with local rules that govern attorney conduct, and procedures used by the courts to address alleged misconduct.

June 1, 1997
State Court Procedures Regarding Pre-Verdict Judgments of Acquittal and the State's Right to Appeal Those Judgments

The Department of Justice (DOJ) has proposed amending Rule 29 to preserve the government's right to appeal a trial court's decision to grant a motion for judgment of acquittal. DOJ argues, "Rule 29 as currently constituted represents an anomaly within the Rules and indeed within the judicial system." 

To help inform the debate, the Advisory Committee on Criminal Rules of the Judicial Conference of the United States asked the Federal Judicial Center to conduct a study of state laws that allow the trial judge to grant a motion for a judgment of acquittal prior to the case's submission to the jury. Specifically, the Committee wanted to know (1) whether a state judge may enter a judgment of acquittal before a jury verdict, and (2) whether the prosecution may appeal from judgments of acquittal directed by the trial judge prior to submission of the case to the jury.

September 30, 2003
Statement of Allegations and Reasons in Chief Judge Dismissal Orders Under the Judicial Conduct and Disability Act of 1980

This brief report was prepared at the request of the Subcommittee on Courts, the Internet, and Intellectual Property of the House Judiciary Committee. Researchers found that in reviewing complaints of judicial misconduct or disability filed pursuant to statute, chief judges of all but one of the circuits have usually applied Judicial Conference standards that call for a restatement of allegations in the complaint and a reasoned response to such allegations. Researchers also found that 80% of the chief judge dismissal orders cited as a reason for dismissal the close relationship between a complainant's allegations and the merits of a decision by the judge who was the subject of the complaint.

May 1, 2002
Structural and Other Alternatives for the Federal Courts of Appeals: Report to the United States Congress and the Judicial Conference of the United States

A study requested by the Federal Courts Study Committee Implementation Act of 1990 of the problems facing the federal courts of appeals and the numerous changes, structural and otherwise, that have been suggested as solutions. Areas of concern include the increased volume of appeals, the effects of caseloads on the quality of appellate decision making, intercircuit and intracircuit conflicts, the preservation of appellate traditions, and the scope of federal jurisdiction. The study outlines proposed changes to the structure of the courts, as well as techniques used by judges to keep pace with increased caseloads. The study concludes that no major proposal for change to the structure of the courts would substantially reduce appellate filings in the near future.

Related Resources

In 1997 Congress created the Commission on Structural Alternatives for the Federal Courts of Appeals to study the structure and alignment of the federal appellate system, with particular reference to the Ninth Circuit. In its final report, the Commission recommended several measures to "equip the courts of appeals with an ability, structurally and procedurally, to accommodate continued caseload growth into the indefinite future, while maintaining the quality of the appellate process and delivering consistent decisions--assuming, of course, that the system has the necessary number of judges and other resources." The five-member Commission was chaired by Retired Justice Byron White.

All documents published by the Commission on Structural Alternatives for the Federal Courts of Appeals, including its Final Report, are available in an electronic research collection that is maintained by the University of North Texas Libraries at http://www.library.unt.edu/gpo/csafca/app_comm_uscourts_gov.html . The University of North Texas Libraries and the U.S. Government Printing Office, in a Federal Depository Library Program partnership, established this site to provide permanent public access to the publications of the Commission on Structural Alternatives for the Federal Courts of Appeals.-The commission was created by Public Law 105-119 on November 26, 1997. This site exists exactly as it did when the Commission closed operation in March 1999.

January 1, 1993
Structure and Internal Procedures: Recommendations for Change

The FJC is the repository for publications of the Commission on Revision of the Federal Court Appellate System and has available a limited number of copies of the commission's report: Structure and Internal Procedures: Recommendations for Change (1975). Transcripts of the hearings before the commission in its first phase (one volume) and second phase (two volumes) are available only on loan. The Geographical Boundaries of the Several Judicial Circuits: Recommendations for Change (1973)

January 1, 1975
Study Group on the Caseload of the Supreme Court ― Press Conference Transcript

The conclusions of a panel of scholars and practitioners, commonly known as the Freund Commission Report, who were assembled to study the caseload of the Supreme Court, identify problems, and recommend jurisdictional and procedural changes to assist in remedying those problems. This is a transcript of the study group's December 19, 1972 press conference.

See also Report of the Study Group on the Caseload of the Supreme Court (1972).

December 19, 1972

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