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Reports & Studies
Below is a list of a number of past published studies conducted by the Research Division. Some Center reports are not published or made publicly available due to restrictions in place from the source of the research request. Most research reports can be downloaded and in some instances, a hardcopy publication can be requested. See also Manuals, Monographs, & Guides.
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Sentencing Options of Federal District Judges [Superseded] A description of the statutory sentencing alternatives in the federal courts. Addressed primarily to newly appointed district judges, the report relates sentencing alternatives to the policies of the agencies that carry out the sentences, particularly the Bureau of Prisons and the Parole Commission. Superseded by Sentencing Options of Federal District Judges (1983). |
January 1, 1981 |
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Sentencing Federal Offenders for Crimes Committed Before November 1, 1987 An update of a 1985 revised Center publication describing the statutory federal sentencing alternatives for offenders convicted of crimes committed before the effective date of the U.S. Sentencing Commission's Sentencing Guidelines. The report relates sentencing alternatives to policies of the agencies that carry out the sentences, such as the Federal Bureau of Prisons and the Parole Commission. The report includes limited comparisons of old and new law. |
January 1, 1991 |
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Second Report Pursuant to Section 202(e) of the Dodd-Frank Wall Street Reform and Consumer Protection Act Pub. L. No. 111-203 (2010) The Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (“the Act”) introduced a broad array of regulatory reforms in the financial sector. Among those reforms is Title II of the Act, which provides a process for the identification and orderly liquidation of distressed, systemically important financial institutions. Title II also directs the Administrative Office of the United States Courts (AOUSC) to study the resolution of distressed financial institutions under Title 11 of the United States Code (the Bankruptcy Code). The AOUSC submitted its first report pursuant to section 202(e) of the Act on July 21, 2011 (“First Report”). The AOUSC now submits this second report in compliance with section 202(e)’s instruction that it summarize the results of its study in a report “[n]ot later than 1 year after the date of enactment of th[e] Act [and] in each successive year until the third year.” This report to Congress was prepared with the assistance of the Federal Judicial Center. |
July 27, 2012 |
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Sealed Settlement Agreements in Federal District Court—May 2003 Progress Report Case records generally are public records and all documents filed with a court are available to the public for inspection upon request unless a statute, rule, or order provides otherwise. This report summarizes federal and state court rules on sealing documents in trial courts files. It also describes early stages of research on sealed settlement agreements in federal district court. The research was conducted at the request of the Judicial Conference’s Advisory Committee on Civil Rules. For the completed 2004 report on federal sealed settlement agreements, see Sealed Settlement Agreements in Federal District Court. |
May 1, 2003 |
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Sealed Settlement Agreements in Federal District Court An examination of 288,846 federal district court cases revealed 1,270 cases that appeared to have sealed settlement agreements, for a sealed settlement rate of less than one half of one percent. In 97% of the cases with sealed settlements the complaint was not under seal. This research was conducted at the request of the Judicial Conference's Advisory Committee on Civil Rules. Although the practice of confidential settlement agreements is common, the question was how often and under what circumstances are such agreements filed under seal. The report's appendices include a compilation of federal district court rules concerning sealed court documents and descriptions of the cases that appeared to have sealed settlement agreements. For earlier unpublished research which included a compilation of both federal and state rules concerning sealed court documents, see Sealed Settlement Agreements in Federal District Court - May 2003 Progress Report. |
May 19, 2004 |
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Sealed Cases in Federal Courts An analysis of all cases filed in federal district courts, bankruptcy courts, and courts of appeals in 2006 revealed that 0.2% of civil cases, 1.6% of criminal cases, 16% of magistrate judge cases, 34% of miscellaneous cases, and 0.1% of appeals were sealed approximately two years after filing. Cases filed in bankruptcy courts are virtually never sealed. This report, prepared for a sealed case subcommittee of the Judicial Conference's standing Committee on Rules of Practice and Procedure, describes why and how cases were sealed. |
October 23, 2009 |
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Rule 2004 Examinations—Survey Results Memorandum to the Judicial Conference Advisory Committee on Bankruptcy Rules responding to request for an estimate of the number of motions and other requests for Rule 2004 examinations and information about current practices related to Rule 2004 examinations. |
September 20, 1996 |
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Rule 11: Final Report to the Advisory Committee on Civil Rules of the Judicial Conference of the United States Report on an empirical study of Federal Rule of Civil Procedure 11. The Research Division of the FJC undertook the study to assist the Advisory Committee on Civil Rules in its evaluation of the rule. The study has three major components: (1) a survey of all federal district judges about their experiences with Rule 11; (2) an analysis of all district and appellate opinions published between 1984 and 1989 that address Rules 11 issues; and (3) a study of Rule 11 activity in five district courts. The district court study includes a separate analysis of the application of Rule 11 to civil rights cases in these five courts. |
January 1, 1991 |
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Rule 1006: Paying Filing Fee Installments through the Chapter 13 Trustee Survey results regarding suggested changes to Fed. R. Bankr. P. 1006 are presented in this memo. |
February 21, 1994 |
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Roundtable on the Use of Technology to Facilitate Appearances in Bankruptcy Proceedings In August 2005, the Federal Judicial Center, at the request of and with assistance from the Subcommittee on Automation of the Judicial Conference Committee on the Administration of the Bankruptcy System, held a program at which bankruptcy judges discussed the use of distance participation technology to conduct bankruptcy proceedings. At the request of the Committee, the Center prepared this report to summarize the discussions at that program. A subsequent guide was published: Remote Participation in Bankruptcy Court Proceedings (2017). |
January 1, 2006 |
