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Reports & Studies

Below is a list of a number of past published studies conducted by the Research Division. Some Center reports are not published or made publicly available due to restrictions in place from the source of the research request. Most research reports can be downloaded and in some instances, a hardcopy publication can be requested. See also Manuals, Monographs, & Guides.

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An Empirical Study of Rule 11 Sanctions

The results of a survey of 292 federal district judges concerning how they interpret and apply the 1983 amendments to Federal Rule of Civil Procedure 11 (before the 1993 amendments). Based on the judges' hypothetical reactions to actual cases in which Rule 11 sanctions were requested, the study outlines the judges' standards and rationales for imposing sanctions, the kinds of sanctions imposed, and the relationship between the judges' opinions and their expectations of how their colleagues would rule on the same issues.

January 1, 1985
An Empirical Examination of Attorneys' Choice of Forum in Class Action Litigation

This article presents attorney responses to a national random survey of 728 attorneys who represented plaintiffs and defendants in 621 recently closed class action cases. Those cases had been filed in or removed to federal courts, and the article focuses on attorneys' reasons for choosing a state or federal forum. The article also tracks the differences in rulings in state and federal courts on class certification, motions to dismiss, settlement review, and attorney fee awards in a subset of the 621 cases.

Note that this article draws on the same data examined in Attorney Reports on the Impact of Amchem and Ortiz on Choice of a Federal or State Forum in Class Action Litigation (2004).

A post-Class Action Fairness Act (CAFA) article on the same data Attorney Choice of Forum in Class Action Litigation: What Difference Does it Make? (2006) is also available.

December 17, 2005
An Analysis of Disposition Times for Capital Habeas Corpus Petitions

Report to the Conference of Chief Circuit Judges and Circuit Executives regarding the disposition times of capital habeas petitions in both federal district and appellate courts.

September 1, 1995
Alternatives to Litigation: Do They Have a Place in the Federal District Courts?

Long Range Planning Series, Paper No. 4

A discussion paper that analyzes arguments for and against incorporating ADR programs into the case-management procedures of federal district courts. The authors debate issues such as whether ADR is compatible with the role of the federal courts, whether ADR conserves litigants' costs and court resources, whether private or public-sector development of ADR is preferable, and whether mandatory or voluntary programs should be pursued.

January 1, 1995
Alternative Structures for Bankruptcy Appeals

Under the current bankruptcy appellate system, appeals from dispositive orders of bankruptcy judges are taken to the district court or to the bankruptcy appellate panel, if one has been established and the district has chosen to participate, with further appeal as of right to the court of appeals. In response to legislative proposals to change this system, the Judicial Conference of the United States asked Congress to defer action until the judiciary had an opportunity to "study further the existing process and possible alternative structures and to submit a subsequent report to Congress." To facilitate the Conference's deliberations, its Committee on the Administration of the Bankruptcy System asked the Federal Judicial Center to study the existing bankruptcy appellate structure and possible alternatives. This report sets out the results of that study. It describes the bankruptcy appellate system now operating in the United States and how it evolved, sets out the recent efforts to change this system, and analyzes the evidence regarding the need for change and the desirability of proposed changes.

Note: A slightly updated version of this study Alternative Structures for Bankruptcy Appeals (2002) was published at 76 American Bankruptcy Law Journal 625 (Fall 2002).

January 1, 2000
Alternative Structures for Bankruptcy Appeals

Under the current bankruptcy appellate system, appeals from dispositive orders of bankruptcy judges are taken to the district court or to the bankruptcy appellate panel, if one has been established and the district has chosen to participate, with further appeal as of right to the court of appeals. In response to legislative proposals to change this system, the Judicial Conference of the United States asked Congress to defer action until the judiciary had an opportunity to "study further the existing process and possible alternative structures and to submit a subsequent report to Congress." To facilitate the Conference's deliberations, its Committee on the Administration of the Bankruptcy System asked the Federal Judicial Center to study the existing bankruptcy appellate structure and possible alternatives. This report sets out the results of that study. It describes the bankruptcy appellate system now operating in the United States and how it evolved, sets out the recent efforts to change this system, and analyzes the evidence regarding the need for change and the desirability of proposed changes.

Reprinted from 76 American Bankruptcy Law Journal 625 (Fall 2002).

Note: This is a slightly updated version of the Center's publication Alternative Structures for Bankruptcy Appeals (2000, 123 pp.). This report is identical to the Federal Judicial Center's report that was considered by the Judicial Conference Bankruptcy Committee in making its recommendations in 1999, except that Part 2 has been updated to reflect more recent legislative and Judicial Conference activity. In addition, Appendices A, B, and D to the initial report are omitted and minor editorial changes have been made.

 

January 1, 2002
Alternative Dispute Resolution in a Bankruptcy Court: The Mediation Program in the Southern District of California

A study of the Southern District of California's bankruptcy mediation program. The authors summarize interviews with twenty-six program participants and analyze the first eighty adversary proceedings to come to mediation. They explain the structure of the program and describe the opinions of judges, mediators, and attorneys as to the program's effectiveness.

January 1, 1988
Advisory Committee Notes to the Federal Rules of Evidence That May Require Clarification

At the request of the Advisory Committee on Evidence Rules, Professor Daniel Capra, committee reporter, listed instances where Congress either rejected or substantially changed rules before passage, thus rendering advisory committee notes possibly confusing. He provides an introduction and a rule-by-rule commentary on these discrepancies.

July 21, 1998
ADR in the Federal District Courts: An Initial Report

This report provides a brief history of alternative dispute resolution, or ADR, in the federal district courts, touching on the statutes that have prompted ADR developments and noting policy guidance and support to assist courts in establishing ADR programs. The report then provides a summary of ADR procedures authorized in the district courts as of late 2011.

November 16, 2011
Administrative Structures in Large District Courts

An early comparative analysis of management styles in the fifteen metropolitan district courts. The report is based on personal interviews with chief judges, clerks of court, and other judges and circuit personnel. It describes the many administrative tasks courts face and the various arrangements they have devised to perform those tasks.

January 1, 1981

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